DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Federated Investment Counseling
Latest filing Sep 8, 2026
First filing on the tape Mar 12, 2012 · 44 filings
SEC status approved since Jun 12, 1989
RAUM
$207B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.9%
$3.8B individuals and HNW
Advisors
241
registered through the firm on IAPD
RAUM per advisor
$860M
derived; firm RAUM over IAPD count
Employees
213
141 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$207B as of May 21, 2026
Mar 12, 2012$57B then
HNW client RAUM$224M as of May 21, 2026
Mar 16, 2018$2.1B then
State-registered IARs (5.B.3)21 as of May 21, 2026
Mar 13, 201317 then
Employees (5.A)213 as of May 21, 2026
Mar 13, 2013155 then
Private funds3 as of May 21, 2026
Mar 12, 20126 then
RAUM +3.8% over the last fiscal year+7.9% a year over threeIARs 21 to 21
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $860MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $23.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 80.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $67B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$157B76%
- Pooled investment vehicles$16B7.7%
- Insurance companies$15B7.3%
- Corporations and businesses$5.1B2.4%
- Sovereign wealth funds$3.7B1.8%
- Individuals$3.6B1.7%
- Other investment advisers$3.1B1.5%
- Pension and profit-sharing plans$2.3B1.1%
- Charitable organizations$1.1B0.5%
- High-net-worth individuals$224M0.1%
- Banks and thrifts$572,0590.0%
- Individual clients
- 6,466reported
- HNW clients
- 146reported
- Pension plan clients
- 215reported
- Charitable clients
- 210reported
- Accounts
- 8,721reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $10B managedreported
- Custody of client assets
- $67B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.09 institutional_share=0.87 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
241 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Basil Fisher | Pittsburgh, Pa | Aug 18, 1993 | 46 y | 0 |
| Scott James Charlton | Pittsburgh, Pa | May 9, 1995 | 37 y | 0 |
| William Pollard Pribanic | Pittsburgh, Pa | Mar 28, 2001 | 25 y | 0 |
| Bryan Markham Burke | Pittsburgh, Pa | Mar 14, 2002 | 30 y | 0 |
| Deborah Ann Cunningham | Pittsburgh, Pa | Jul 12, 2002 | 45 y | 0 |
| Joseph Mark Natoli | Pittsburgh, Pa | Jul 18, 2002 | 37 y | 0 |
| Susan Robinson Hill | Pittsburgh, Pa | Jul 18, 2002 | 36 y | 0 |
| Bruce Edward Hastings | New York, Ny | Aug 20, 2002 | 39 y | 0 |
| Kenneth Collen Baber | Pittsburgh, Pa | Aug 28, 2002 | 25 y | 0 |
| Mark Joseph Strubel | New York, Ny | Sep 4, 2002 | 34 y | 0 |
| Paul Adam Uhlman | Pittsburgh, Pa | Sep 9, 2002 | 36 y | 1 |
| James Sheridan Conely | Boston, Ma | Oct 2, 2002 | 30 y | 1 |
| Marcus Vincent Persichetti | Pittsburgh, Pa | Oct 8, 2002 | 25 y | 0 |
| John Paul Liekar | Plano, Tx | Feb 26, 2003 | 24 y | 0 |
| Richard Collins Mihm | Wexford, Pa | Mar 4, 2003 | 41 y | 0 |
| George Matthew Hnaras | Pittsburgh, Pa | Apr 28, 2003 | 28 y | 0 |
| Irving Frasia Anderson | New York, Ny | Jun 12, 2003 | 35 y | 0 |
| John Adolphus Staley | Pittsburgh, Pa | Jul 23, 2003 | 36 y | 1 |
| Daniel Patrick Casey | Pittsburgh, Pa | Aug 8, 2003 | 24 y | 1 |
| Vincent Thomas Morrow | Bedford, Ny | Sep 22, 2003 | 31 y | 0 |
| Patrick Michael Kelly | Boston, Ma | Oct 30, 2003 | 24 y | 0 |
| Edwin Cletus Koontz | Boston, Ma | Jan 5, 2004 | 33 y | 0 |
| Jonathan Paul Sullivan | Boston, Ma | Mar 4, 2004 | 22 y | 0 |
| Diane Mcconaghy Robinson | Boston, Ma | May 18, 2004 | 25 y | 0 |
| Erik Jakob Zettelmayer | Plum, Pa | Jul 14, 2004 | 31 y | 0 |
| Scott Raymond Collette | New York, Ny | Jul 20, 2004 | 22 y | 0 |
| Jennifer Marie Weaver | Pittsburgh, Pa | Jul 20, 2004 | 25 y | 1 |
| Paul Jozsa Magan | Manhasset, Ny | Sep 1, 2004 | 22 y | 0 |
| Bradley Wayne Smith | Pittsburgh, Pa | Sep 1, 2004 | 22 y | 0 |
| Stephen James Costlow | Brookhaven, Ga | Oct 28, 2004 | 22 y | 0 |
| Mark Benjamin Patsy | Wylie, Tx | Nov 3, 2004 | 30 y | 0 |
| Jane Broeren Lambesis | New York, Ny | Jan 3, 2005 | 39 y | 0 |
| Michael Patrick Wolff | Boston, Ma | Jan 3, 2005 | 36 y | 0 |
| John Robert Rush | New York, Ny | Jan 24, 2005 | 34 y | 0 |
| Jonathan Brett Lipinski | Keller, Tx | Jan 31, 2005 | 26 y | 0 |
| Michael Wayne Koenig | Pittsburgh, Pa | Feb 1, 2005 | 33 y | 0 |
| Peter William Eisenbrandt | Boston, Ma | Feb 14, 2005 | 37 y | 0 |
| Scott Douglas Kavanagh | Cranberry Twp, Pa | Feb 14, 2005 | 33 y | 0 |
| Diane Marie Marzula | Boston, Ma | Mar 2, 2005 | 35 y | 0 |
| Theodore August Noethling | Pittsburgh, Pa | Mar 3, 2005 | 31 y | 1 |
Advisor movement
10 left, 2 joined in 12 months
net -8 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 4.1% of current headcount12 left over 36 months
Left, latest
- Drew Haley to Federated Securities Corp.Aug 25, 2026 · Other
- John Robert Stanley to Federated Securities Corp.Jul 17, 2026 · Other
- Robert Lefone James to Mdt Advisers, A Division Of Federated Mdta LLCJun 18, 2026 · Other
- Robert Lee Schwartz to Wells Fargo Investment Institute, Inc.Jun 9, 2026 · Other
- Scott Robert Kelley to Federated Securities Corp.Jun 1, 2026 · Other
- Nicholas Rubinowicz to Federated Global Investment Management Corp.May 11, 2026 · Other
- Emily Coughlin to Mdt Advisers, A Division Of Federated Mdta LLCMay 7, 2026 · Other
- Michael E Brown to Federated Global Investment Management Corp.Feb 26, 2026 · Other
- Benjamin Adam Morgret to Federated Securities Corp.Jan 23, 2026 · Other
- Nicholas Vincent Fiano to Federated Global Investment Management Corp.Jan 7, 2026 · Other
- Matthew Lawrence Ryan to Federated Securities Corp.Aug 11, 2025 · Other
- Ryan Alexander Fairbrother to Mdt Advisers, A Division Of Federated Mdta LLCJun 26, 2025 · Other
- Sarah Wenger Goffe to Newedge AdvisorsJun 3, 2022 · Other
- John Leland Nichol to Stratos Investment Management, LLCDec 17, 2019 · Other
- Stephen Paul Pedicini to Federated Securities Corp.Apr 20, 2017 · Other
Joined, latest
- Emily Coughlin from Federated Securities Corp.Dec 10, 2025 · Other
- Michael E Brown from Federated Securities Corp.Nov 25, 2025 · Other
- Nicholas Rubinowicz from Federated Securities Corp.Jan 3, 2024 · Other
- Derrick Richard Stancick from Hartford FundsDec 5, 2023 · Other
- Craig Wilton Henderson from C.W. Henderson & Associates, Inc.Oct 27, 2022 · Other
- Scott Robert Kelley from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 10, 2022 · Other
- David Anthony Perez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 15, 2022 · Other
- Eric George Kramer from Ameriprise Financial Services, LLCMar 23, 2022 · Other
- Nicholas Vincent Fiano from Federated Securities Corp.Feb 3, 2022 · Other
- Christopher T Koch from Nuveen Asset Management, LLCNov 21, 2019 · Other
- Jeffrey Scott Fedan from T. Rowe Price Advisory Services, Inc.Apr 19, 2018 · Other
- Maria Riggi from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 9, 2015 · Other
- Robert Lefone James from Federated Securities Corp.Jan 14, 2015 · Other
- Bethany Anne Schmittel from Wells Fargo AdvisorsJan 10, 2013 · Other
- Jeffrey Paul Machiele from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 4, 2011 · Other
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Federated Investors Common Trust Fund Institutional Fixed Income Fundno longer reported | Other Private Fund | $1.9B | 1 | Mar 12, 2012 |
| Federated Hermes Short-Term U.S. Prime Fund | Liquidity Fund | $1.4B | 290 | Mar 12, 2012 |
| Federated Hermes Short-Term U.S. Gov Securities Fund | Liquidity Fund | $673M | 458 | Mar 12, 2012 |
| Federated Hermes Prime Private Liquidity Fund | Liquidity Fund | $264M | 16 | Oct 14, 2016 |
| Federated Short-Term U.S. Treasury Securitiesno longer reported | Liquidity Fund | $185M | 25 | Mar 12, 2012 |
| Icbc Federated Active Cash Fixed Income Fundno longer reported | Hedge Fund | $106M | 3 | Mar 18, 2019 |
| Federated Short-Term Sterling Liquidity Fundno longer reported | Liquidity Fund | $77.7M | 2 | Mar 12, 2012 |
| Federated Short-Term Euro Fundno longer reported | Liquidity Fund | $74.3M | 15 | Mar 12, 2012 |
| Federated Emerging Markets Global Debt Fundno longer reported | Other Private Fund | $35.9M | 5 | Mar 13, 2013 |
| Federated High Income Advantage Fundno longer reported | Other Private Fund | $29.9M | 24 | Mar 13, 2013 |
| Federated U.S. Total Return Bond Fundno longer reported | Other Private Fund | $5.8M | 3 | Mar 13, 2013 |
| Federated Strategic Value Equity Fundno longer reported | Other Private Fund | $3.0M | 31 | Mar 13, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Frank Stephen Auth · Evp, Cio - Equitycontrolsince 04/2000 · owns less than 5%
- Ann Deborah Cunningham · Exec Vice President/Cio-Money Marketscontrolsince 05/1981 · owns less than 5%
- Christopher John Donahue · Trusteecontrolsince 04/1989 · owns less than 5%
- Robert Thomas Donahue · Trustee, Treasurercontrolsince 08/1995 · owns less than 5%
- Basil John Fisher · Trustee, President,Ceocontrolsince 03/1997 · owns less than 5%
- Gina Jacobs · Trusteecontrolsince 04/2019 · owns less than 5%
- Mary Jo Ochson · Cio -Tax-Free Money Marketscontrolsince 04/2004 · owns less than 5%
- John Robert Ostrowski · Exec Vice President/Cio-Global Fixed Incomecontrolsince 05/1987 · owns less than 5%
- Adam Paul Uhlman · Executive Vice Presidentcontrolsince 08/2016 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- Joseph James Gallagher · Trusteesince 01/2018 · owns less than 5%
- Frank George Magera · Secretarysince 08/2013 · owns less than 5%
Entity owners
- Fii Holdings, Inc. · Shareholderdirect · owns 75% or more
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Federated Investment Counseling as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 241 | 14 | 6 | 1 | |
| Wexford, Pa | 7 | 0 | 0 | ||
| New York, Ny | 6 | 0 | 0 | ||
| Sewickley, Pa | 5 | 0 | 0 | ||
| Venetia, Pa | 3 | 0 | 0 | ||
| Dallas, Tx | 3 | 0 | 0 | ||
| Canonsburg, Pa | 3 | 0 | 0 | ||
| Bethel Park, Pa | 3 | 1 | 0 | ||
| Oakmont, Pa | 2 | 0 | 0 | ||
| San Francisco, Ca | 2 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Austin, Tx | 2 | 0 | 0 | ||
| Chicago, Il | 2 | 0 | 0 | ||
| Cranberry Township, Pa | 2 | 0 | 0 | ||
| Cranberry, Pa | 2 | 0 | 0 | ||
| Hingham, Ma | 2 | 0 | 0 | ||
| Houston, Tx | 2 | 0 | 0 | ||
| Mars, Pa | 2 | 0 | 0 | ||
| Venice, Ca | 2 | 0 | 0 | ||
| Washington, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL8 employees
- New York, NY2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 21, 2026 to Sep 8, 2026
- Private funds · 3 to unsetMay 21, 2026 to Sep 8, 2026
- Succession · false to unsetMay 21, 2026 to Sep 8, 2026
- Accounts · 8,579 to 8,721Mar 14, 2025 to Mar 17, 2026
- Advisory employees · 142 to 141Mar 14, 2025 to Mar 17, 2026
- Charity clients · 198 to 210Mar 14, 2025 to Mar 17, 2026
- Corporate clients · 631 to 615Mar 14, 2025 to Mar 17, 2026
- HNW clients · 163 to 146Mar 14, 2025 to Mar 17, 2026
- Individual clients · 6,357 to 6,466Mar 14, 2025 to Mar 17, 2026
- Assets in custody · $81B to $67BMar 14, 2025 to Mar 17, 2026
- Discretionary RAUM · $200B to $207BMar 14, 2025 to Mar 17, 2026
- HNW RAUM · $291M to $224MMar 14, 2025 to Mar 17, 2026
- Individual RAUM · $3.2B to $3.6BMar 14, 2025 to Mar 17, 2026
- Pension RAUM · $2.0B to $2.3BMar 14, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $15B to $16BMar 14, 2025 to Mar 17, 2026
- RAUM · $200B to $207BMar 14, 2025 to Mar 17, 2026
- Wrap assets (manager) · $9.6B to $10BMar 14, 2025 to Mar 17, 2026
- Accounts · 7,838 to 8,579Mar 15, 2024 to Mar 14, 2025
- Advisory employees · 145 to 142Mar 15, 2024 to Mar 14, 2025
- Charity clients · 146 to 198Mar 15, 2024 to Mar 14, 2025
- Corporate clients · 545 to 631Mar 15, 2024 to Mar 14, 2025
- HNW clients · 1,071 to 163Mar 15, 2024 to Mar 14, 2025
- Individual clients · 5,602 to 6,357Mar 15, 2024 to Mar 14, 2025
- Pension plan clients · 157 to 215Mar 15, 2024 to Mar 14, 2025
- Assets in custody · $76B to $81BMar 15, 2024 to Mar 14, 2025
- Employees · 215 to 213Mar 15, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 14, 2025
- State-registered IARs · 22 to 21Mar 15, 2024 to Mar 14, 2025
- Discretionary RAUM · $185B to $200BMar 15, 2024 to Mar 14, 2025
- HNW RAUM · $3.4B to $291MMar 15, 2024 to Mar 14, 2025
- Individual RAUM · $2.5B to $3.2BMar 15, 2024 to Mar 14, 2025
- Pension RAUM · $1.7B to $2.0BMar 15, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $14B to $15BMar 15, 2024 to Mar 14, 2025
- RAUM · $185B to $200BMar 15, 2024 to Mar 14, 2025
- Wrap assets (manager) · $8.6B to $9.6BMar 15, 2024 to Mar 14, 2025
- Accounts · 6,832 to 7,838Mar 16, 2023 to Mar 15, 2024
- Advisory employees · 143 to 145Mar 16, 2023 to Mar 15, 2024
- Charity clients · 11 to 146Mar 16, 2023 to Mar 15, 2024
- Corporate clients · 481 to 545Mar 16, 2023 to Mar 15, 2024
- HNW clients · 1,591 to 1,071Mar 16, 2023 to Mar 15, 2024
Signals
15 dated events
- Drew Haley left Federated Investment Counseling for Federated Securities Corp. (registered 2016-02-09)Aug 25, 2026 · Advisor changed firm · fact
- John Robert Stanley left Federated Investment Counseling for Federated Securities Corp. (registered 2009-11-11)Jul 17, 2026 · Advisor changed firm · fact
- Robert Lefone James left Federated Investment Counseling for Federated Securities Corp. (registered 2015-01-14)Jun 18, 2026 · Advisor changed firm · fact
- Robert Lee Schwartz left Federated Investment Counseling for Wells Fargo Investment Institute, Inc. (registered 2026-06-19)Jun 9, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Federated Investment Counseling for Federated Securities Corp. (registered 2022-05-11)Jun 1, 2026 · Advisor changed firm · fact
- Nicholas Rubinowicz left Federated Investment Counseling for Federated Global Investment Management Corp. (registered 2024-01-03)May 11, 2026 · Advisor changed firm · fact
- Emily Coughlin left Federated Investment Counseling for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2025-12-10)May 7, 2026 · Advisor changed firm · fact
- Michael E Brown left Federated Investment Counseling for Federated Global Investment Management Corp. (registered 2025-11-25)Feb 26, 2026 · Advisor changed firm · fact
- Benjamin Adam Morgret left Federated Investment Counseling for Federated Securities Corp. (registered 2019-09-16)Jan 23, 2026 · Advisor changed firm · fact
- Nicholas Vincent Fiano left Federated Investment Counseling for Federated Global Investment Management Corp. (registered 2022-03-29)Jan 7, 2026 · Advisor changed firm · fact
- Matthew Lawrence Ryan left Federated Investment Counseling for Federated Securities Corp. (registered 2009-11-11)Aug 11, 2025 · Advisor changed firm · fact
- Ryan Alexander Fairbrother left Federated Investment Counseling for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2014-04-15)Jun 26, 2025 · Advisor changed firm · fact
- Sarah Wenger Goffe left Federated Investment Counseling for Newedge Advisors (registered 2022-06-21)Jun 3, 2022 · Advisor changed firm · fact
- Gina Jacobs (Trustee) appeared on Schedule A of Federated Investment CounselingMay 20, 2019 · Control person joined · fact
- Federated Investment Counseling reported RAUM $98.5B, up 28% from $77.1B (2018-07-27 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 412-288-1900reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $860Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026