DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Federated Global Investment Management Corp.

Asset manager (funds and pooled vehicles)New York, New YorkCRD 106277SEC 801-49470websiteIAPD
Latest filing Sep 8, 2026
First filing on the tape Mar 12, 2012 · 36 filings
SEC status approved since Jun 22, 1995
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$23.0M individuals and HNW
Advisors
205
registered through the firm on IAPD
RAUM per advisor
$68.7M
derived; firm RAUM over IAPD count
Employees
39
39 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$14B as of Jul 15, 2026
Mar 12, 2012$7.7B then
HNW client RAUM$12.6M as of Jul 15, 2026
Mar 16, 2018$269M then
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 13, 20139 then
Employees (5.A)39 as of Jul 15, 2026
Mar 13, 201352 then
Private funds: no history
RAUM -4.9% over the last fiscal year-4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
RAUM per advisor
$68.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
0derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$170MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.2derivedItem 5.A over advisors
Advisors per office
68.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-4.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+19%derived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminars, otherreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$12B88%
  • Pooled investment vehicles$866M6.1%
  • Pension and profit-sharing plans$635M4.5%
  • Corporations and businesses$193M1.4%
  • High-net-worth individuals$12.6M0.1%
  • Individuals$10.3M0.1%
  • Charitable organizations$924,6730.0%
Individual clients
45reported
HNW clients
11reported
Pension plan clients
5reported
Charitable clients
1reported
Accounts
83reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $22.8M managedreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.94 institutional_share=0.05 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
9 left, 2 joined in 12 months
net -7 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 4.4% of current headcount19 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Frank Stephen Auth · Evp, Cio-Equitycontrol
    since 04/2000 · owns less than 5%
  • Christopher John Donahue · Director, Chairmancontrol
    since 05/1995 · owns less than 5%
  • Robert Thomas Donahue · Director, Treasurercontrol
    since 05/1995 · owns less than 5%
  • Basil John Fisher · Director, President Ceocontrol
    since 01/2006 · owns less than 5%
  • Paul Stephen Van Meter · Chief Compliance Officercontrol
    since 07/2015 · owns less than 5%
  • Andrew George Bonnewell · Vice President, Secretary
    since 03/1999 · owns less than 5%
Entity owners
  • Fii Holdings, Inc. · Shareholder
    direct · owns 75% or more
  • Federated Hermes, Inc. · Shareholder
    indirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
Advisers that list Federated Global Investment Management Corp. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny · principal2051351
Pittsburgh, Pa111114
Wexford, Pa600
Sewickley, Pa500
Dallas, Tx300
Venetia, Pa300
Bethel Park, Pa310
Canonsburg, Pa300
San Francisco, Ca200
Venice, Ca200
Washington, Pa200
West Chester, Pa200
Oakmont, Pa200
Austin, Tx200
Cranberry, Pa200
Gibsonia, Pa210
Hingham, Ma200
Houston, Tx200
Mars, Pa200
Atlanta, Ga200
All 22 offices
Offices
Schedule D 1.F, the 25 largest
  • Pepper Pike, OH5 employees
  • Boston, MA1 employees
What changed
consecutive filings, newest first
  • Financial planning clients · to unset
    Jul 15, 2026 to Sep 8, 2026
  • Succession · false to unset
    Jul 15, 2026 to Sep 8, 2026
  • Accounts · 74 to 83
    Mar 14, 2025 to Mar 16, 2026
  • Advisory employees · 34 to 39
    Mar 14, 2025 to Mar 16, 2026
  • Corporate clients · 5 to 4
    Mar 14, 2025 to Mar 16, 2026
  • HNW clients · 1 to 11
    Mar 14, 2025 to Mar 16, 2026
  • Individual clients · 46 to 45
    Mar 14, 2025 to Mar 16, 2026
  • Pension plan clients · 4 to 5
    Mar 14, 2025 to Mar 16, 2026
  • Employees · 35 to 39
    Mar 14, 2025 to Mar 16, 2026
  • Discretionary RAUM · $15B to $14B
    Mar 14, 2025 to Mar 16, 2026
  • HNW RAUM · $1.5M to $12.6M
    Mar 14, 2025 to Mar 16, 2026
  • Individual RAUM · $8.3M to $10.3M
    Mar 14, 2025 to Mar 16, 2026
  • Pension RAUM · $236M to $635M
    Mar 14, 2025 to Mar 16, 2026
  • Pooled vehicle RAUM · $691M to $866M
    Mar 14, 2025 to Mar 16, 2026
  • RAUM · $15B to $14B
    Mar 14, 2025 to Mar 16, 2026
  • Wrap assets (manager) · $12.1M to $22.8M
    Mar 14, 2025 to Mar 16, 2026
  • Accounts · 86 to 74
    Mar 15, 2024 to Mar 14, 2025
  • Advisory employees · 36 to 34
    Mar 15, 2024 to Mar 14, 2025
  • Charity clients · 0 to 1
    Mar 15, 2024 to Mar 14, 2025
  • Corporate clients · 7 to 5
    Mar 15, 2024 to Mar 14, 2025
  • Individual clients · 55 to 46
    Mar 15, 2024 to Mar 14, 2025
  • Employees · 37 to 35
    Mar 15, 2024 to Mar 14, 2025
  • Financial planning clients · unset to
    Mar 15, 2024 to Mar 14, 2025
  • Discretionary RAUM · $18B to $15B
    Mar 15, 2024 to Mar 14, 2025
  • HNW RAUM · $1.4M to $1.5M
    Mar 15, 2024 to Mar 14, 2025
  • Individual RAUM · $17.1M to $8.3M
    Mar 15, 2024 to Mar 14, 2025
  • Pension RAUM · $235M to $236M
    Mar 15, 2024 to Mar 14, 2025
  • Pooled vehicle RAUM · $715M to $691M
    Mar 15, 2024 to Mar 14, 2025
  • RAUM · $18B to $15B
    Mar 15, 2024 to Mar 14, 2025
  • Wrap assets (manager) · $21.9M to $12.1M
    Mar 15, 2024 to Mar 14, 2025
  • Accounts · 84 to 86
    Mar 22, 2023 to Mar 15, 2024
  • HNW clients · 4 to 1
    Mar 22, 2023 to Mar 15, 2024
  • Individual clients · 50 to 55
    Mar 22, 2023 to Mar 15, 2024
  • Pension plan clients · 3 to 4
    Mar 22, 2023 to Mar 15, 2024
  • Discretionary RAUM · $16B to $18B
    Mar 22, 2023 to Mar 15, 2024
  • HNW RAUM · $3.9M to $1.4M
    Mar 22, 2023 to Mar 15, 2024
  • Individual RAUM · $10.8M to $17.1M
    Mar 22, 2023 to Mar 15, 2024
  • Pension RAUM · $199M to $235M
    Mar 22, 2023 to Mar 15, 2024
  • Pooled vehicle RAUM · $525M to $715M
    Mar 22, 2023 to Mar 15, 2024
  • RAUM · $16B to $18B
    Mar 22, 2023 to Mar 15, 2024
Signals
28 dated events
  • Drew Haley left Federated Global Investment Management Corp. for Voya Investment Management Co. Llc (registered 2026-08-05)
    Aug 25, 2026 · Advisor changed firm · fact
  • John Robert Stanley left Federated Global Investment Management Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2011-01-07)
    Jul 17, 2026 · Advisor changed firm · fact
  • Robert Lefone James left Federated Global Investment Management Corp. for Blackrock Investment Management, Llc (registered 2026-06-12)
    Jun 18, 2026 · Advisor changed firm · fact
  • Scott Robert Kelley left Federated Global Investment Management Corp. for John Hancock Personal Financial Services, Llc (registered 2026-06-10)
    Jun 1, 2026 · Advisor changed firm · fact
  • Nicholas Rubinowicz left Federated Global Investment Management Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2024-01-03)
    May 11, 2026 · Advisor changed firm · fact
  • Emily Coughlin left Federated Global Investment Management Corp. for Charles Schwab & Co., Inc. (registered 2026-06-11)
    May 7, 2026 · Advisor changed firm · fact
  • Michael E Brown left Federated Global Investment Management Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2025-11-25)
    Feb 26, 2026 · Advisor changed firm · fact
  • Benjamin Adam Morgret left Federated Global Investment Management Corp. for Robert W. Baird & Co. Incorporated (registered 2026-01-07)
    Jan 23, 2026 · Advisor changed firm · fact
  • Nicholas Vincent Fiano left Federated Global Investment Management Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2022-03-29)
    Jan 7, 2026 · Advisor changed firm · fact
  • Matthew Lawrence Ryan left Federated Global Investment Management Corp. for Invesco Advisers, Inc. (registered 2025-08-12)
    Aug 11, 2025 · Advisor changed firm · fact
  • Ryan Alexander Fairbrother left Federated Global Investment Management Corp. for Blackrock Investment Management, Llc (registered 2025-09-25)
    Jun 26, 2025 · Advisor changed firm · fact
  • Peter Coughlin left Federated Global Investment Management Corp. for J.P. Morgan Securities Llc (registered 2024-12-20)
    Dec 9, 2024 · Advisor changed firm · fact
  • Nathaniel J Sepe left Federated Global Investment Management Corp. for Cwm, Llc (registered 2024-08-01)
    Aug 7, 2024 · Advisor changed firm · fact
  • Zachary Michael Streno left Federated Global Investment Management Corp. for Ameriprise Financial Services, Llc (registered 2024-06-25)
    Jun 21, 2024 · Advisor changed firm · fact
  • Alexander Vari left Federated Global Investment Management Corp. for New York Life Investment Management Llc (registered 2024-03-01)
    Mar 1, 2024 · Advisor changed firm · fact
  • Christopher Allen Przicina left Federated Global Investment Management Corp. for T. Rowe Price Associates, Inc. (registered 2024-09-13)
    Jan 29, 2024 · Advisor changed firm · fact
  • Roman William Day left Federated Global Investment Management Corp. for Fort Pitt Capital Group, Llc (registered 2024-08-13)
    Jan 8, 2024 · Advisor changed firm · fact
  • Kathleen Santiago left Federated Global Investment Management Corp. for Larson Financial Group, Llc (registered 2024-06-24)
    Dec 1, 2023 · Advisor changed firm · fact
  • Curtis Westphal Hart left Federated Global Investment Management Corp. for D.B. Root & Company, Llc (registered 2024-03-12)
    Sep 28, 2023 · Advisor changed firm · fact
  • Scott Arthur Gundersen left Federated Global Investment Management Corp. for Raymond James & Associates, Inc. (registered 2026-01-29)
    Jul 12, 2023 · Advisor changed firm · fact
  • John Lawrence Counahan left Federated Global Investment Management Corp. for Nuveen Asset Management, Llc (registered 2023-07-25)
    Jun 29, 2023 · Advisor changed firm · fact
  • Federated Global Investment Management Corp. reported RAUM $16.2B, down 42% from $27.9B (2022-03-29 to 2023-03-16)
    Mar 16, 2023 · RAUM change · derived
  • Zachary Michael Jablonski left Federated Global Investment Management Corp. for Cuso Financial Services, L.P. (registered 2022-09-26)
    Sep 30, 2022 · Advisor changed firm · fact
  • Bethany Marie Kelley left Federated Global Investment Management Corp. for Morgan Stanley (registered 2022-08-25)
    Aug 8, 2022 · Advisor changed firm · fact
  • Graham Patterson Versaw left Federated Global Investment Management Corp. for Capasso Planning Partners Llc (registered 2022-04-27)
    Apr 21, 2022 · Advisor changed firm · fact
  • Anna Joy Machin left Federated Global Investment Management Corp. for Commonwealth Financial Network (registered 2022-06-23)
    Mar 18, 2022 · Advisor changed firm · fact
  • Federated Global Investment Management Corp. reported RAUM $30.2B, up 35% from $22.4B (2020-06-10 to 2021-03-15)
    Mar 15, 2021 · RAUM change · derived
  • Federated Global Investment Management Corp. reported RAUM $22.4B, up 45% from $15.5B (2019-06-20 to 2020-03-17)
    Mar 17, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
Website
FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(212) 905-4100reportedpublic record, Form ADV, Sep 8, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$68.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026