RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A•• H•••••
- C••••• W••••• A•••••••• L•• independent RIA currentsince Mar 28, 2016 · Peoria, Az
- W•• A•••••••• L• formerAug 21, 2009 to Aug 30, 2017 · Peoria, Az
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedJan 4, 2005 to Aug 25, 2009 · Peoria, Az
- A••••••••• S••••••••• C•••• unclassifiedJan 22, 2004 to Aug 24, 2009 · Peoria, Az
- W•• A•••••••• L• to C••••• W••••• A•••••••• L••left Aug 30, 2017, registered Mar 28, 2016 (-520 days) · Other · moved with a team
- A••••••••• P••••••• I••••••••• A••••••• I•• to W•• A•••••••• L•left Aug 25, 2009, registered Aug 21, 2009 (-4 days) · Other
- A••••••••• S••••••••• C•••• to A••••••••• P••••••• I••••••••• A••••••• I••left Aug 24, 2009, registered Jan 4, 2005 (-1693 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address