RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• M•••••• B••••
- Business email
- harry@securawm.comreportedsecurawm.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S••••• F•••••••• independent RIA currentsince Nov 28, 2006 · Orange, Ca
- J• W• C••• A•••••••• I••• BD affiliatedJan 6, 2014 to Dec 31, 2014 · Orange, Ca
- L•• F•••••••• L•• BD affiliatedOct 4, 1994 to Dec 21, 2011 · Orange, Ca
- J• W• C••• A•••••••• I••• to no registered destinationleft Dec 31, 2014 · Departure, no registered destination
- L•• F•••••••• L•• to S••••• F••••••••left Dec 21, 2011, registered Nov 28, 2006 (-1849 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address