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Registered advisor
P•••• M•••••• D•••••••
Feed of 09/15/2026
At current firm
0 y
since Jan 21, 2026
In the industry
41 y
since Aug 3, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 21, 2026 · El Paso, Tx
- L•• F•••••••• L•• BD affiliatedMar 27, 2020 to Dec 3, 2025 · El Paso, Tx
- C••••• A•••••• N••••••• L•• formerNov 1, 2017 to Mar 27, 2020 · El Paso, Tx
- G••••• S••••••••• I••• formerApr 20, 2004 to Nov 1, 2017 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 3, 2025, registered Jan 21, 2026 (49 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Mar 27, 2020, registered Mar 27, 2020 (0 days) · Affiliated broker-dealer or bank to another
- G••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
Signals
- P•••• M•••••• D••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-21)Dec 3, 2025 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address