RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• P••••• C•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 12, 2026 · Lancaster, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2020 to Jan 14, 2026 · San Diego, Ca
- P••••••• P• C••••••••• F•••••••• S•••••••• I••• unclassifiedJan 23, 2006 to Dec 31, 2008 · Lancaster, Ca
- F•• S••••••••• C••••••••• formerMar 27, 1997 to Feb 4, 2020 · Lancaster, Ca
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 14, 2026, registered Jan 12, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•• S••••••••• C••••••••• to P••••••• P• C••••••••• F•••••••• S•••••••• I•••left Feb 4, 2020, registered Jan 23, 2006 (-5125 days) · Other
- P••••••• P• C••••••••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 31, 2008, registered Jan 31, 2020 (4048 days) · Other
- P••••••• P••••• C••••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-01-12)Jan 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 54derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address