C••••••••• R•••••• B••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 2, 2023 · Clearwater, Fl
• S••••• F•••••••• G•••• I•• former
  Aug 29, 2008 to May 20, 2021 · Clearwater, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Jun 13, 2003 to Jul 29, 2008 · Clearwater, Fl
• S••••••••• S••••••••• I••• unclassified
  Aug 12, 1992 to Jun 23, 2003 · Clearwater, Fl

• S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
  left May 20, 2021, registered Jun 2, 2023 (743 days) · corporate re-registration, not a move
• R•••••• J•••• F•••••••• S•••••••• I••• to S••••• F•••••••• G•••• I••
  left Jul 29, 2008, registered Aug 29, 2008 (31 days) · Other
• S••••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Jun 23, 2003, registered Jun 13, 2003 (-10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

50derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address