RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• R•••
- O•••• W•••••• I••• BD affiliated currentsince Aug 14, 2019 · Belmar, Nj
- C••••••• A•••• M••••••••• formerMay 26, 2010 to Nov 15, 2011
- I••••••••• A••••••• A•••• M••••••••• L•• formerDec 10, 2003 to Jun 30, 2020 · Ocean, Nj
- I•• A••••••• S•••••••• I•• unclassifiedMar 6, 2003 to Dec 14, 2004 · Ocean, Nj
- I••••••••• A••••••• A•••• M••••••••• L•• to C••••••• A•••• M•••••••••left Jun 30, 2020, registered May 26, 2010 (-3688 days) · Other
- C••••••• A•••• M••••••••• to O•••• W•••••• I•••left Nov 15, 2011, registered Aug 14, 2019 (2829 days) · Other
- I•• A••••••• S•••••••• I•• to I••••••••• A••••••• A•••• M••••••••• L••left Dec 14, 2004, registered Dec 10, 2003 (-370 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address