RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• G••••
- R••••• G•••• • A••••••••• L•• state registered currentsince Nov 17, 2017 · Naples, Fl
- R••••• G•••• • A••••••••• unclassifiedApr 13, 2017 to Dec 31, 2017 · Parsippany, Nj
- R••••• G•••• • A••••••••• unclassifiedJul 25, 2012 to Dec 31, 2016 · Parsippany, Nj
- R••••• G•••• • A••••••••• unclassifiedMay 10, 2012 to Dec 31, 2013 · Parsippany, Nj
- G••••• S••••••• • A••••••••• unclassifiedFeb 2, 2011 to Sep 7, 2012 · Parsippany, Nj
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 17, 2010 to Dec 22, 2017 · Parsippany, Nj
- S•• BD affiliatedJul 25, 2007 to Jun 17, 2010 · Parsippany, Nj
- G••••• S••••••• • A••••••••• unclassifiedNov 20, 2003 to Dec 31, 2010 · Parsippany, Nj
- L•• F•••••••• L•• BD affiliatedJun 6, 2002 to Jun 1, 2006 · Parsippany, Nj
- R••••• G•••• • A••••••••• to R••••• G•••• • A••••••••• L••left Dec 31, 2017, registered Nov 17, 2017 (-44 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to G••••• S••••••• • A•••••••••left Dec 22, 2017, registered Feb 2, 2011 (-2515 days) · Other
- G••••• S••••••• • A••••••••• to R••••• G•••• • A•••••••••left Sep 7, 2012, registered May 10, 2012 (-120 days) · Other
- G••••• S••••••• • A••••••••• to S••left Dec 31, 2010, registered Jul 25, 2007 (-1255 days) · Other
- S•• to G••••• F•••••••• P•••••• C••••••• I•••left Jun 17, 2010, registered Jun 17, 2010 (0 days) · Other
- L•• F•••••••• L•• to G••••• S••••••• • A•••••••••left Jun 1, 2006, registered Nov 20, 2003 (-924 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address