RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B••• F••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 22, 2023 · Sewickley, Pa
- L•• E••••••••• L•• BD affiliatedMar 29, 2016 to Apr 7, 2023 · Fort Mill, Sc
- D•••••• • R••••••• A••••••••• I••• formerApr 5, 2012 to Jul 15, 2016 · Pittsburgh, Pa
- L•• E••••••••• L•• to L•• F•••••••• L••left Apr 7, 2023, registered Mar 22, 2023 (-16 days) · Other · moved with a team
- D•••••• • R••••••• A••••••••• I••• to L•• E••••••••• L••left Jul 15, 2016, registered Mar 29, 2016 (-108 days) · Other · moved with a team
- M••• B••• F•••••• left L•• E••••••••• L•• for L•• F•••••••• L•• (registered 2023-03-22)Apr 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address