RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• B•••• W•••••••
- Title
- Director of Financial Advisor Servicesreportedcordamanagement.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••• I••••••••• M••••••••• L•• independent RIA currentsince Feb 28, 2014 · Houston, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 2, 2007 to Jun 11, 2008 · Austin, Tx
- T• A••••••••• I••• formerApr 2, 2007 to Jun 11, 2008 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 12, 2005 · Austin, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedMar 16, 2004 to Jul 6, 2005 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 21, 2000 to Oct 2, 2003 · Austin, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 11, 2008, registered Apr 2, 2007 (-436 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 11, 2008, registered Apr 2, 2007 (-436 days) · channel change inside one enterprise, not a move
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 12, 2005, registered Apr 2, 2007 (537 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B••• O•• S••••••••• C•••••••••left Oct 2, 2003, registered Mar 16, 2004 (166 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address