RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R•••••• S•••••••
- W••••••••• A••••••• independent RIA currentsince Jan 4, 2021 · Potomac, Md
- W••••••••• A••••••• formerSep 22, 2015 to Dec 31, 2020 · Plymouth Meeting, Pa
- H••••••• W••••• M••••••••• L•• formerJan 19, 2010 to Sep 1, 2015 · Bethesda, Md
- C••••••••• W••••• A•••••••• L•• formerMay 3, 2007 to Dec 31, 2009 · Radnor, Pa
- L••••• W••••• M••••••••• C••••••• L•• unclassifiedAug 18, 2005 to May 3, 2007 · Radnor, Pa
- H••••••• C•••••• A•••••••• L•• formerOct 26, 2000 to Dec 31, 2004 · Ardmore, Pa
- W••••••••• A••••••• to W••••••••• A•••••••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- H••••••• W••••• M••••••••• L•• to W••••••••• A•••••••left Sep 1, 2015, registered Sep 22, 2015 (21 days) · Other
- C••••••••• W••••• A•••••••• L•• to H••••••• W••••• M••••••••• L••left Dec 31, 2009, registered Jan 19, 2010 (19 days) · Other
- L••••• W••••• M••••••••• C••••••• L•• to C••••••••• W••••• A•••••••• L••left May 3, 2007, registered May 3, 2007 (0 days) · Other
- H••••••• C•••••• A•••••••• L•• to L••••• W••••• M••••••••• C••••••• L••left Dec 31, 2004, registered Aug 18, 2005 (230 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address