RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 13, 2026 · Flint, Mi
- O•••• I••••••••• I••• BD affiliatedMay 30, 2017 to Jul 13, 2026 · Oxford, Mi
- Q•••••• A•••• M••••••••• I••• formerSep 9, 2011 to Jun 2, 2017 · Minneapolis, Mn
- L•• F•••••••• L•• BD affiliatedNov 23, 2010 to Sep 23, 2011 · Waterford, Mi
- O•••• I••••••••• I••• to L•• F•••••••• L••left Jul 13, 2026, registered Jul 13, 2026 (0 days) · Affiliated broker-dealer or bank to another
- Q•••••• A•••• M••••••••• I••• to O•••• I••••••••• I•••left Jun 2, 2017, registered May 30, 2017 (-3 days) · Other
- L•• F•••••••• L•• to Q•••••• A•••• M••••••••• I•••left Sep 23, 2011, registered Sep 9, 2011 (-14 days) · Other
- J••• W•••••• M••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2026-07-13)Jul 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address