DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jon Alan Dauble
Feed of 09/15/2026
Also filed as Jon A Dauble
At current firm
6 y
since Jun 23, 2020
In the industry
40 y
since Dec 9, 1985 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Dauble+Worthington Equity Portfolios state registered currentsince Jun 23, 2020 · Evansville, In
- Osage Pacific Advisors, Inc. state registeredMar 18, 2020 to Jan 7, 2022 · Laguna Hills, Ca
- Dauble+Worthington Equity Portfolios state registeredOct 23, 2008 to Mar 19, 2020 · Evansville, In
- Capital Advisors, Inc. unclassifiedApr 22, 2008 to Sep 12, 2008 · Boonville, In
- Harbor Financial Services, LLC formerAug 11, 2005 to May 29, 2007 · Newburgh, In
- Raymond James Financial Services, Inc. unclassifiedApr 15, 2003 to Jul 25, 2005 · Evansville, In
Moves
a registration end followed by a registration begin elsewhere
- Osage Pacific Advisors, Inc. to Dauble+Worthington Equity Portfoliosleft Jan 7, 2022, registered Jun 23, 2020 (-563 days) · Other
- Dauble+Worthington Equity Portfolios to Osage Pacific Advisors, Inc.left Mar 19, 2020, registered Mar 18, 2020 (-1 days) · Other
- Capital Advisors, Inc. to Dauble+Worthington Equity Portfoliosleft Sep 12, 2008, registered Oct 23, 2008 (41 days) · Other
- Harbor Financial Services, LLC to Capital Advisors, Inc.left May 29, 2007, registered Apr 22, 2008 (329 days) · Other
- Raymond James Financial Services, Inc. to Harbor Financial Services, LLCleft Jul 25, 2005, registered Aug 11, 2005 (17 days) · Other
Signals
- Jon Alan Dauble left Osage Pacific Advisors, Inc. for Dauble+Worthington Equity Portfolios (registered 2020-06-23)Jan 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address