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Registered advisor
D•••• J•••• D•••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Aug 6, 2025
In the industry
37 y
since Mar 14, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 6, 2025 · Hamilton, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDJun 2, 2015 to Aug 15, 2025 · Hamilton Square, Nj
- S••••••• I••••••••• I••• formerJul 17, 2009 to May 22, 2015 · Livingston, Nj
- E•••••••• A•••••••• L•• national BDJan 2, 2009 to Jul 8, 2009 · Hamilton Township, Nj
- S••••••• I••••••••• I••• formerSep 7, 2004 to Jan 5, 2009 · W. Trenton, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Aug 15, 2025, registered Aug 6, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 22, 2015, registered Jun 2, 2015 (11 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left Jul 8, 2009, registered Jul 17, 2009 (9 days) · Other
- S••••••• I••••••••• I••• to E•••••••• A•••••••• L••left Jan 5, 2009, registered Jan 2, 2009 (-3 days) · Other
Signals
- D•••• J•••• D••••••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-08-06)Aug 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address