DFX Intelligence
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Registered advisor
D••••• R••••• W•••••
Feed of 09/15/2026
At current firm
18 y
since Jan 29, 2008
In the industry
30 y
since Oct 9, 1995 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
4
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 7, 2011 · Charlotte, Nc
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince Aug 9, 2010 · Charlotte, Nc
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 12, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Jan 29, 2008 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address