DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Matt Medeiros
At current firm
8 y
since Jan 27, 2018
In the industry
37 y
since Aug 19, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Institute independent RIA currentsince Jan 27, 2018 · Denver, Co
- The Institute independent RIAAug 4, 2003 to Jun 9, 2004 · Denver, Co
- The Institute independent RIAAug 4, 2003 to Dec 31, 2017
- Peak Wealth Management LLC unclassifiedJan 1, 1999 to Dec 9, 2003 · Denver, Co
- Peak Securities Group, Inc. unclassifiedJan 1, 1999 to Aug 8, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Peak Wealth Management LLC to The Instituteleft Dec 9, 2003, registered Aug 4, 2003 (-127 days) · Other
- Peak Securities Group, Inc. to Peak Wealth Management LLCleft Aug 8, 2003, registered Jan 1, 1999 (-1680 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address