RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jan 7, 2026 · Brecksville, Oh
• O•••• W•••••• I••• BD affiliated
  Nov 3, 2023 to Jan 9, 2026 · Brecksville, Oh
• F•• S••••••••• C••••••••• former
  Feb 18, 2003 to Nov 3, 2023 · Brecksville, Oh
• E•••••••• A•••••••• L•• national BD
  Jan 24, 2003 to Feb 12, 2003 · Cleveland, Oh

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Jan 9, 2026, registered Jan 7, 2026 (-2 days) · Affiliated broker-dealer or bank to another
• F•• S••••••••• C••••••••• to O•••• W•••••• I•••
  left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to F•• S••••••••• C•••••••••
  left Feb 12, 2003, registered Feb 18, 2003 (6 days) · Other

• L•••• M••••• W•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-01-07)
  Jan 9, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address