RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••••••• C•••••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Jun 4, 2013 · Brewer, Me
- A••••••• E•••• R••••••••• unclassifiedMay 4, 2011 to Dec 16, 2013 · Brewer, Me
- R••••••• H••••••• I••••••••• A•••••••• I••• formerJan 26, 2010 to Dec 31, 2010 · Brewer, Me
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Dec 23, 2009 · Lynnfield, Ma
- E•••••• P•••• A••••••• I••• unclassifiedSep 4, 2002 to Jun 16, 2005 · Brewer, Me
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Dec 16, 2013, registered Jun 4, 2013 (-195 days) · Other
- R••••••• H••••••• I••••••••• A•••••••• I••• to A••••••• E•••• R•••••••••left Dec 31, 2010, registered May 4, 2011 (124 days) · Other
- I•••••••• C•••••• A••••••• to R••••••• H••••••• I••••••••• A•••••••• I•••left Dec 23, 2009, registered Jan 26, 2010 (34 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address