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RIA Intelligence

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Registered advisor

W•••••• P••• B••••••

C••••• I••••••••• A••••••• L••BD affiliatedSuwanee, Gadual registrantIAPD 1421712

Feed of 09/14/2026

Also filed as P••• B••••••

At current firm

1 y

since Dec 17, 2024

In the industry

40 y

since May 15, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Dec 17, 2024 · Suwanee, Ga
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Dec 19, 2024 · Suwanee, Ga
I••••• F•••••••• C••••••••• former
Apr 11, 2011 to Feb 14, 2018 · Duluth, Ga
U•• F•••••••• S••••••••• L•• independent RIA
Aug 23, 2007 to Mar 2, 2009 · Duluth, Ga
T••••••••• F•••••••• A•••••••• I••• unclassified
May 2, 2003 to Aug 24, 2007 · Duluth, Ga

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 19, 2024, registered Dec 17, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••••• L•• to I••••• F•••••••• C•••••••••
left Mar 2, 2009, registered Apr 11, 2011 (770 days) · Other
T••••••••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••••• L••
left Aug 24, 2007, registered Aug 23, 2007 (-1 days) · Other

Signals

W•••••• P••• B•••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-12-17)
Dec 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address