RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Thomas Frances Alessi
- Designations
- MBAreportedbostonplatinummanagement.comas printed on the bio page, Sep 16, 2026
- Years, as the firm states
- 30reportedbostonplatinummanagement.com“He has more than 30 years of experience in the financial sector, from institutional banking to wealth management.”
- Business email
- talessi@bostonplatinumm.comreportedbostonplatinummanagement.comfirm site, Sep 15, 2026
- Direct business phone
- 617-855-9971reportedbostonplatinummanagement.comfirm site, Sep 15, 2026
- Professional profile
- bostonplatinummanagement.com/team/thomas-alessireportedbostonplatinummanagement.comfirm site, Sep 15, 2026
- Professional profile
- linkedin.com/in/tom-alessi-aa739b38reportedbostonplatinummanagement.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Empirical Asset Management, LLC independent RIA currentsince Jun 28, 2022 · Wellesley, Ma
- Pinnacle Private Wealth, LLC formerJan 24, 2018 to Aug 11, 2022 · Needham, Ma
- Platinum Wealth Partners formerSep 8, 2011 to Dec 31, 2017 · Tampa, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 5, 2009 to Dec 15, 2010 · Wellesley Hills, Ma
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Feb 21, 2007 · Newton, Ma
- Quick & Reilly, Inc. unclassifiedSep 6, 2002 to Oct 20, 2004 · Newton, Ma
- Pinnacle Private Wealth, LLC to Empirical Asset Management, LLCleft Aug 11, 2022, registered Jun 28, 2022 (-44 days) · RIA to RIA
- Platinum Wealth Partners to Pinnacle Private Wealth, LLCleft Dec 31, 2017, registered Jan 24, 2018 (24 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Platinum Wealth Partnersleft Dec 15, 2010, registered Sep 8, 2011 (267 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 21, 2007, registered Jun 5, 2009 (835 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- Thomas Frances Alessi left Pinnacle Private Wealth, Llc for Empirical Asset Management, Llc (registered 2022-06-28)Aug 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address