RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A•• W••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 26, 2016 · Suite 550, Nj
- O•••• F•• I••• formerOct 28, 2004 to Jan 31, 2006 · Ridgewood, Nj
- N•••••••• F•••••••• G••••• I••• formerAug 14, 2003 to Nov 15, 2004 · Glen Rock, Nj
- O•••• F•• I••• to K••••• A••••••• S•••••••• L••left Jan 31, 2006, registered Apr 26, 2016 (3738 days) · Other
- N•••••••• F•••••••• G••••• I••• to O•••• F•• I•••left Nov 15, 2004, registered Oct 28, 2004 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address