DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert James Maranghi
Feed of 09/14/2026
At current firm
0 y
since Nov 25, 2025
In the industry
40 y
since Dec 30, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 25, 2025 · Marietta, Ga
- Dempsey Lord Smith, LLC formerFeb 4, 2015 to Dec 31, 2025 · Marietta, Ga
- Resource Horizons Investment Advisory, Inc. formerJan 8, 2008 to Dec 31, 2014 · Marietta, Ga
- Resource Horizons Group LLC unclassifiedApr 13, 2004 to Dec 31, 2007 · Hancock, Mn
- Ameritas Advisory Services formerApr 10, 2003 to Jan 13, 2004 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Dempsey Lord Smith, LLC to Cambridge Investment Research Advisors, Inc.left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- Resource Horizons Investment Advisory, Inc. to Dempsey Lord Smith, LLCleft Dec 31, 2014, registered Feb 4, 2015 (35 days) · Other
- Resource Horizons Group LLC to Resource Horizons Investment Advisory, Inc.left Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
- Ameritas Advisory Services to Resource Horizons Group LLCleft Jan 13, 2004, registered Apr 13, 2004 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address