RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• V•••• B•••••••
- S••••••••• W••••• mixed wealth currentsince Jul 2, 2026 · Summit, Nj
- W••••••• I••••••••• A••••••• L•• state registered currentsince Jan 4, 2016 · Dublin, Oh
- S•• A•••••••• I••• state registeredMay 31, 2012 to Dec 31, 2015 · Columbus, Oh
- A••••••• A••••••• S••••••• formerOct 24, 2011 to May 25, 2012 · Westerville, Oh
- W••••••• F•••••••• A•••••••• L•• unclassifiedFeb 6, 2009 to Oct 27, 2011 · Lewis Center, Oh
- A••••• S••••••••• I••••••••• unclassifiedFeb 25, 2008 to Jan 26, 2009 · Worthington, Oh
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJun 24, 2004 to Dec 31, 2005 · Round Rock, Tx
- S•• A•••••••• I••• to W••••••• I••••••••• A••••••• L••left Dec 31, 2015, registered Jan 4, 2016 (4 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to S•• A•••••••• I•••left May 25, 2012, registered May 31, 2012 (6 days) · Other
- W••••••• F•••••••• A•••••••• L•• to A••••••• A••••••• S•••••••left Oct 27, 2011, registered Oct 24, 2011 (-3 days) · Other
- A••••• S••••••••• I••••••••• to W••••••• F•••••••• A•••••••• L••left Jan 26, 2009, registered Feb 6, 2009 (11 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to A••••• S••••••••• I•••••••••left Dec 31, 2005, registered Feb 25, 2008 (786 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address