RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• C•••• E••••
- G•••• L•••• B•• F•••••••• state registered currentsince Mar 6, 2026 · Saginaw, Mi
- G•••• L•••• B•• F•••••••• state registeredFeb 22, 2022 to Dec 31, 2025 · Saginaw, Mi
- B•••••••• A•••• M••••••••• L•• independent RIANov 7, 2018 to Mar 16, 2022 · Saginaw, Mi
- R••••••• P•••••• W••••• M••••••••• state registeredJul 3, 2018 to Apr 7, 2022 · Frankenmuth, Mi
- B•• P•••••••• I••• BD affiliatedJan 27, 2014 to Jun 8, 2018 · Saginaw, Mi
- L••• K••• • C•••••• formerAug 16, 2012 to Jan 24, 2014 · Saginaw, Mi
- L•••••• A•• C•••••• formerNov 4, 2010 to Jul 18, 2012 · Saginaw, Mi
- R••••••• P•••••• W••••• M••••••••• to B•••••••• A•••• M••••••••• L••left Apr 7, 2022, registered Nov 7, 2018 (-1247 days) · Other · moved with a team
- B•••••••• A•••• M••••••••• L•• to G•••• L•••• B•• F••••••••left Mar 16, 2022, registered Feb 22, 2022 (-22 days) · RIA to a state-registered adviser · moved with a team
- B•• P•••••••• I••• to R••••••• P•••••• W••••• M•••••••••left Jun 8, 2018, registered Jul 3, 2018 (25 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L••• K••• • C•••••• to B•• P•••••••• I•••left Jan 24, 2014, registered Jan 27, 2014 (3 days) · Other
- L•••••• A•• C•••••• to L••• K••• • C••••••left Jul 18, 2012, registered Aug 16, 2012 (29 days) · Other
- S•••••• C•••• E•••• left R••••••• P•••••• W••••• M••••••••• for B•••••••• A•••• M••••••••• L•• (registered 2018-11-07)Apr 7, 2022 · Advisor changed firm · fact
- S•••••• C•••• E•••• left B•••••••• A•••• M••••••••• L•• for G•••• L•••• B•• F•••••••• (registered 2022-02-22)Mar 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address