DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Kenneth Johnson
Feed of 09/15/2026
At current firm
15 y
since Dec 13, 2010
In the industry
40 y
since Jan 3, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Colliers Securities LLC BD affiliated currentsince Dec 13, 2010 · Fargo, Nd
- Cetera Investment Services LLC formerMay 23, 2005 to Dec 9, 2010 · Fargo, Nd
- Wells Fargo Investments, LLC unclassifiedMar 27, 2001 to Mar 7, 2005 · Fargo, Nd
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Services LLC to Colliers Securities LLCleft Dec 9, 2010, registered Dec 13, 2010 (4 days) · Other
- Wells Fargo Investments, LLC to Cetera Investment Services LLCleft Mar 7, 2005, registered May 23, 2005 (77 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address