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RIA Intelligence
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Registered advisor
L•••• R•••• M••••
Feed of 09/15/2026
Also filed as L•••• R•••• Girkin
At current firm
1 y
since Jan 16, 2025
In the industry
34 y
since May 1, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 16, 2025 · Sumner, Ia
- C••• B•••••••• S•••••••• I••• formerOct 30, 2020 to Mar 30, 2023 · Waverly, Ia
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 30, 2023, registered Jan 16, 2025 (658 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- L•••• R•••• M•••• left C••• B•••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2025-01-16)Mar 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address