RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• E•••• Z••••••
- 4•••••• A••••••• S•••••••• I••• state registered currentsince Jan 1, 2025 · Fenton, Mi
- R••••••• C••••• A••••••• S••••••• formerJan 12, 2015 to Jul 13, 2015 · Fenton, Mi
- R••••••• C••••• A••••••• S••••••• formerSep 8, 2010 to Dec 31, 2014 · Fenton, Mi
- Q•••••• A•••• M••••••••• I••• formerMay 28, 2010 to Sep 8, 2010 · Minneapolis, Mn
- S•• I••••••••• I••• formerDec 12, 2003 to Mar 2, 2004 · Flint, Mi
- R••••••• C••••• A••••••• S••••••• to 4•••••• A••••••• S•••••••• I•••left Jul 13, 2015, registered Jan 1, 2025 (3460 days) · Other
- Q•••••• A•••• M••••••••• I••• to R••••••• C••••• A••••••• S•••••••left Sep 8, 2010, registered Sep 8, 2010 (0 days) · Other
- S•• I••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Mar 2, 2004, registered May 28, 2010 (2278 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address