D•••• G••••• L•••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 17, 2025 · Oak Brook, Il
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Oct 4, 2019 to May 31, 2025 · Oak Brook, Il
• F•• S••••••••• C••••••••• former
  Oct 25, 2011 to Oct 11, 2019 · Atlanta, Ga
• R•••••••• S••••••••• C••• unclassified
  Aug 28, 2000 to Sep 3, 2003 · Villa Park, Il

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left May 31, 2025, registered Nov 17, 2025 (170 days) · Affiliated broker-dealer or bank to another
• F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 11, 2019, registered Oct 4, 2019 (-7 days) · corporate re-registration, not a move
• R•••••••• S••••••••• C••• to F•• S••••••••• C•••••••••
  left Sep 3, 2003, registered Oct 25, 2011 (2974 days) · Other

• D•••• G••••• L••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-11-17)
  May 31, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address