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Registered advisor
S••••• M••• C••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
22 y
since Oct 24, 2003
In the industry
44 y
since Apr 1, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•••••••• I••••••••• A••••••• L•• state registered currentsince Oct 24, 2003 · Havertown, Pa
- A•••••• A••••••• S••••••• formerFeb 16, 1994 to Nov 13, 2003 · Havertown, Pa
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to D•••••••• I••••••••• A••••••• L••left Nov 13, 2003, registered Oct 24, 2003 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address