DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Joseph Seski
Feed of 09/14/2026
At current firm
1 y
since Jun 9, 2025
In the industry
40 y
since Jan 30, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Harvest Portfolio Management, LLC state registered currentsince Jun 9, 2025 · Isle Of Palms, Sc
- Harvest Portfolio Management, LLC state registeredApr 16, 2019 to Dec 31, 2019 · Isle Of Palms, Sc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 13, 2005 to Jun 2, 2014 · Bloomfield Hills, Mi
- Comerica Securities formerMar 4, 2005 to Mar 21, 2005 · Farmington, Mi
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Harvest Portfolio Management, LLCleft Jun 2, 2014, registered Apr 16, 2019 (1779 days) · Wirehouse to a state-registered adviser
- Comerica Securities to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 21, 2005, registered Jun 13, 2005 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address