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Registered advisor
J••••• A•• S•••••
Feed of 09/15/2026
Also filed as J••••• S•••••Walton
At current firm
2 y
since Jun 11, 2024
In the industry
40 y
since Dec 23, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 11, 2024 · Granite Bay, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to Jun 12, 2024 · Granite Bay, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Nov 12, 2020 · Granite Bay, Ca
- F•••• A••••• S••••••••• I••• formerJan 23, 2007 to Jul 2, 2012 · West Sacramento, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Jan 25, 2007 · Folsom, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jun 12, 2024, registered Jun 11, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to F•••• A••••• S••••••••• I•••left Jan 25, 2007, registered Jan 23, 2007 (-2 days) · Other
Signals
- J••••• A•• S••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-06-11)Jun 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address