RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• I••• B•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Lubbock, Tx
- B•• A•••• M••••••••• I••• independent RIAMay 31, 1996 to Feb 27, 2003 · Lubbock, Tx
- I•• A••••••• S••••••• I•• unclassifiedApr 14, 1992 to Jan 1, 2004 · Lubbock, Tx
- I•• A••••••• S••••••• I•• to B•• A•••• M••••••••• I•••left Jan 1, 2004, registered May 31, 1996 (-2771 days) · Other
- B•• A•••• M••••••••• I••• to C••••• I••••••••• A••••••• L••left Feb 27, 2003, registered Mar 21, 2024 (7693 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address