DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ann Estelle Deaton
Feed of 09/15/2026
At current firm
4 y
since Jun 15, 2022
In the industry
40 y
since Feb 19, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Angeles Wealth Management, LLC independent RIA currentsince Jun 15, 2022 · Houston, Tx
- U.S. Capital Wealth Advisors, LLC BD affiliatedJun 30, 2021 to Mar 4, 2022 · Austin, Tx
- Usca Ria LLC formerDec 2, 2010 to Jun 30, 2021 · Houston, Tx
- UBS Financial Services Inc. wirehouseAug 11, 2006 to Dec 7, 2010 · Houston, Tx
- Roxbury Capital Management LLC formerDec 6, 2001 to Apr 1, 2003 · Santa Monica, Ca
Moves
a registration end followed by a registration begin elsewhere
- U.S. Capital Wealth Advisors, LLC to Angeles Wealth Management, LLCleft Mar 4, 2022, registered Jun 15, 2022 (103 days) · Affiliated broker-dealer or bank to independent RIA
- Usca Ria LLC to U.S. Capital Wealth Advisors, LLCleft Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Usca Ria LLCleft Dec 7, 2010, registered Dec 2, 2010 (-5 days) · Other
- Roxbury Capital Management LLC to UBS Financial Services Inc.left Apr 1, 2003, registered Aug 11, 2006 (1228 days) · Other
Signals
- Ann Estelle Deaton left U.S. Capital Wealth Advisors, Llc for Angeles Wealth Management, Llc (registered 2022-06-15)Mar 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address