H•••• M••••• M••••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 13, 2025 · Metaire, La
• O•••• W•••••• I••• BD affiliated
  Nov 2, 2018 to Jan 15, 2025 · Jefferson, La
• S••••••• I••••••••• I••• former
  May 13, 2016 to Nov 2, 2018 · N Chesterfield, Va
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Aug 29, 2006 to May 13, 2016 · Richmond, Va

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Jan 15, 2025, registered Jan 13, 2025 (-2 days) · Affiliated broker-dealer or bank to another
• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
  left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 15, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address