DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Joseph Sauickie
Feed of 09/14/2026
Also filed as John Joseph Jr Sauickie
At current firm
0 y
since Oct 7, 2025
In the industry
39 y
since Oct 31, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Preservation Capital Group state registered currentsince Oct 7, 2025 · Sarasota, Fl
- Wood Asset Management LLC formerJan 22, 2009 to Jun 1, 2010 · Sarasota, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 15, 2004 to Mar 31, 2004 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- Wood Asset Management LLC to Preservation Capital Groupleft Jun 1, 2010, registered Oct 7, 2025 (5607 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wood Asset Management LLCleft Mar 31, 2004, registered Jan 22, 2009 (1758 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address