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Registered advisor
S••••• L••• B••••
Feed of 09/14/2026
Also filed as Steve B••••
At current firm
15 y
since Jul 18, 2011
In the industry
40 y
since Mar 19, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• A•••• M••••••••• C••••••••• former currentsince Jul 18, 2011 · Port Charlotte, Fl
- C••••• • B•••• S••••••••• I••• unclassifiedAug 30, 2002 to May 24, 2010 · Harleton, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• • B•••• S••••••••• I••• to A•••••• A•••• M••••••••• C•••••••••left May 24, 2010, registered Jul 18, 2011 (420 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address