DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Joseph Galli
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Dan Galli
At current firm
4 y
since Nov 1, 2021
In the industry
40 y
since Apr 17, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameritas Advisory Services, LLC BD affiliated currentsince Nov 1, 2021 · Norwell, Ma
- Pfe Advisors, Inc. formerOct 18, 2007 to Feb 12, 2008 · Southborough, Ma
- Carillon Investments, Inc. unclassifiedJun 13, 2003 to Jun 30, 2006 · Norwell, Ma
- Pfe Advisors, LLC unclassifiedApr 5, 2003 to Oct 16, 2007 · Southborough, Ma
- The Advisors Group, Inc. unclassifiedApr 3, 2002 to Jun 2, 2003 · Rockland, Ma
Moves
a registration end followed by a registration begin elsewhere
- Pfe Advisors, Inc. to Ameritas Advisory Services, LLCleft Feb 12, 2008, registered Nov 1, 2021 (5011 days) · Other
- Pfe Advisors, LLC to Carillon Investments, Inc.left Oct 16, 2007, registered Jun 13, 2003 (-1586 days) · Other
- Carillon Investments, Inc. to Pfe Advisors, Inc.left Jun 30, 2006, registered Oct 18, 2007 (475 days) · Other
- The Advisors Group, Inc. to Pfe Advisors, LLCleft Jun 2, 2003, registered Apr 5, 2003 (-58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address