RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••• H•••
- F•••••••• T•••• A•••• M••••••••• C•••••••• independent RIA currentsince Jun 12, 2025 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 14, 2017 to May 9, 2025 · Coral Springs, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 19, 2017 to Mar 1, 2017 · Fort Lauderdale, Fl
- B••• I••••••••• S•••••••• I••• formerDec 14, 2009 to Jan 5, 2017 · Palm Beach Gardens, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Dec 17, 2009 · Boca Raton, Fl
- C••••••• I••••••••• S••••••• unclassifiedAug 17, 2005 to May 29, 2007 · Palm Beach Gardens, Fl
- C•••••••• G••••• M•••••• I••• to F•••••••• T•••• A•••• M••••••••• C••••••••left May 9, 2025, registered Jun 12, 2025 (34 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Mar 1, 2017, registered Mar 14, 2017 (13 days) · Other
- B••• I••••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 5, 2017, registered Jan 19, 2017 (14 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• I••••••••• S•••••••• I•••left Dec 17, 2009, registered Dec 14, 2009 (-3 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- J••••• T••••• H••• left C•••••••• G••••• M•••••• I••• for F•••••••• T•••• A•••• M••••••••• C•••••••• (registered 2025-06-12)May 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address