C•••• R•••••• L•••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 21, 2024 · Corvallis, Or
• S••••••••• A•••••• A•••••••• I••• former
  Jan 23, 2009 to Oct 28, 2011 · Lavista, Ne
• B••••• • Y•••• A•••••••• I••• former
  Aug 3, 2001 to Jan 23, 2009 · Corvallis, Or

• S••••••••• A•••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Oct 28, 2011, registered Mar 21, 2024 (4528 days) · Other
• B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
  left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

47derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address