DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• A•••••• M••••••

M•••••• • C• F•••••••• A••••••••state registeredPhoenix, AzIA-onlyIAPD 1479642

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jan 1, 2026

In the industry

39 y

since Mar 27, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• • C• F•••••••• A•••••••• state registered current
since Jan 1, 2026 · Phoenix, Az
R••••••••• C••••••••• I••• unclassified
Dec 20, 2019 to Dec 19, 2025 · Phoenix, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jan 1, 2015 to Dec 23, 2019 · Scottsdale, Az
V•••• C•••••• P•••••••• L•• independent RIA
Sep 15, 2010 to Dec 31, 2014 · Scottsdale, Az
N••• F•••••••• G••••• I••• former
Oct 13, 2004 to Sep 15, 2010 · Scottsdale, Az
U•• F•••••••• S••••••••• L•• independent RIA
Oct 30, 2002 to Aug 27, 2004 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

R••••••••• C••••••••• I••• to M•••••• • C• F•••••••• A••••••••
left Dec 19, 2025, registered Jan 1, 2026 (13 days) · Other
V•••• C•••••• P•••••••• L•• to R••••••••• C••••••••• I•••
left Dec 23, 2019, registered Dec 20, 2019 (-3 days) · Other
N••• F•••••••• G••••• I••• to V•••• C•••••• P•••••••• L••
left Sep 15, 2010, registered Sep 15, 2010 (0 days) · Other
U•• F•••••••• S••••••••• L•• to N••• F•••••••• G••••• I•••
left Aug 27, 2004, registered Oct 13, 2004 (47 days) · Other

Signals

F•••• A•••••• M•••••• left R••••••••• C••••••••• I••• for M•••••• • C• F•••••••• A•••••••• (registered 2026-01-01)
Dec 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address