RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M• L•••••••
- I•••••••• I••••••••• M••••••••• state registered currentsince Oct 4, 2017 · Hoffman Estates, Il
- L•• F•••••••• L•• BD affiliatedAug 29, 2008 to Aug 30, 2017 · Palatine, Il
- U•• F•••••••• S••••••• I••• wirehouseJun 11, 2001 to Sep 8, 2008 · Oakbrook Terrace, Il
- L•• F•••••••• L•• to I•••••••• I••••••••• M•••••••••left Aug 30, 2017, registered Oct 4, 2017 (35 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Sep 8, 2008, registered Aug 29, 2008 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address