RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••••• G•••••
- O•••• I••••••••• I••• BD affiliated currentsince Oct 14, 2015 · Allison Park, Pa
- E•••• N••••••• S••••••••• I••• formerFeb 9, 2011 to Oct 16, 2015 · Wexford, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedApr 16, 2004 to Jan 26, 2011 · Wexford, Pa
- G• F•••••••• S••••••••• L•• unclassifiedOct 21, 2003 to May 26, 2004 · Pittsburgh, Pa
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Oct 16, 2015, registered Oct 14, 2015 (-2 days) · Other · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to E•••• N••••••• S••••••••• I•••left Jan 26, 2011, registered Feb 9, 2011 (14 days) · Other
- G• F•••••••• S••••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left May 26, 2004, registered Apr 16, 2004 (-40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address