RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• E•••• B•••••
- C••••• • A••••••••• I••• independent RIA currentsince Jun 22, 2017 · Garland, Tx
- C•••••• F•••••••• S•••••••• I••• formerJun 6, 2006 to May 17, 2017 · Richardson, Tx
- L••••• A••••••• S•••••••• I••• unclassifiedMar 3, 2004 to Jun 5, 2006 · Richardson, Tx
- E•••••• P•••• A••••••• I••• unclassifiedAug 18, 1999 to Feb 20, 2004 · Clinton, Md
- C•••••• F•••••••• S•••••••• I••• to C••••• • A••••••••• I•••left May 17, 2017, registered Jun 22, 2017 (36 days) · Other
- L••••• A••••••• S•••••••• I••• to C•••••• F•••••••• S•••••••• I•••left Jun 5, 2006, registered Jun 6, 2006 (1 days) · Other
- E•••••• P•••• A••••••• I••• to L••••• A••••••• S•••••••• I•••left Feb 20, 2004, registered Mar 3, 2004 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address