RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• K•••
- V••• W••••• • B•••••• S•••••••• L•• state registered currentsince Aug 19, 2008 · Altoona, Pa
- H••••• I••••••••• M••••••••• L•• independent RIAJan 2, 2008 to Aug 25, 2008 · Dubois, Pa
- I•••••••• C•••••• A••••••• formerNov 3, 2004 to Dec 31, 2005 · Pittsburgh, Pa
- E•••••• P•••• A••••••• I••• unclassifiedJun 13, 2003 to Dec 31, 2004 · Pittsburgh, Pa
- H••••• I••••••••• M••••••••• L•• to V••• W••••• • B•••••• S•••••••• L••left Aug 25, 2008, registered Aug 19, 2008 (-6 days) · Other
- I•••••••• C•••••• A••••••• to H••••• I••••••••• M••••••••• L••left Dec 31, 2005, registered Jan 2, 2008 (732 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Nov 3, 2004 (-58 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address