RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• B•••• F•••
- I•••••••• D•••••• I••••••••• L•• state registered currentsince Jan 30, 2019 · Leesburg, Ga
- I•••••••• D•••••• I••••••••• L•• state registeredFeb 17, 2014 to Dec 31, 2018 · Leesburg, Ga
- S••••••• I••••••••• S•••••••• I••• formerOct 26, 2009 to Jan 2, 2014 · Macon, Ga
- C•••••• S••••• • C••• I••• national BDJan 23, 2006 to Jul 20, 2007 · Campbell, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Jan 11, 2006 · Menlo Park, Ca
- S••••••• I••••••••• S•••••••• I••• to I•••••••• D•••••• I••••••••• L••left Jan 2, 2014, registered Feb 17, 2014 (46 days) · Other
- C•••••• S••••• • C••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 20, 2007, registered Oct 26, 2009 (829 days) · Other
- C•••••••• G••••• M•••••• I••• to C•••••• S••••• • C••• I•••left Jan 11, 2006, registered Jan 23, 2006 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address