RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I•• M••••••••• no RAUM currentsince Jun 8, 2026 · Ridgefield, Ct
- T•• C•••••• G••••• L•• formerAug 5, 2009 to Apr 30, 2026 · Stamford, Ct
- A••••••••• I••• BD affiliatedJul 31, 2008 to Jul 7, 2009 · Stamford, Ct
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 17, 2006 to Apr 17, 2006 · Stamford, Ct
- G••••••• F•••••••• A•••• M••••••••• I•• unclassifiedJun 20, 2005 to Jul 31, 2008 · Stamford, Ct
- T•• C•••••• G••••• L•• to I•• M•••••••••left Apr 30, 2026, registered Jun 8, 2026 (39 days) · RIA to a newly registered adviser
- A••••••••• I••• to T•• C•••••• G••••• L••left Jul 7, 2009, registered Aug 5, 2009 (29 days) · Other
- G••••••• F•••••••• A•••• M••••••••• I•• to C••••• I••••••••• A••••••• L••left Jul 31, 2008, registered Apr 17, 2006 (-836 days) · Other
- C••••• I••••••••• A••••••• L•• to A••••••••• I•••left Apr 17, 2006, registered Jul 31, 2008 (836 days) · Other
- T•••••• O••• M••••••• left T•• C•••••• G••••• L•• for I•• M••••••••• (registered 2026-06-08)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address