RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• B••••• G••••
- L••••• K••• C•••••• M••••••••• C••••••••• mixed wealth currentsince Sep 8, 2023 · Fort Worth, Tx
- K•••••• H••••• A•• W••••• state registered currentsince Mar 4, 2013 · New Braunfels, Tx
- T•• W••••• A•••••••• L•• formerApr 6, 2023 to Sep 8, 2023 · San Antonio, Tx
- S••••• S••••••••• I••• independent RIAJul 28, 2008 to Mar 5, 2013 · Lakeway, Tx
- T•• W••••• A•••••••• L•• to L••••• K••• C•••••• M••••••••• C•••••••••left Sep 8, 2023, registered Sep 8, 2023 (0 days) · RIA to RIA
- S••••• S••••••••• I••• to K•••••• H••••• A•• W•••••left Mar 5, 2013, registered Mar 4, 2013 (-1 days) · Other
- S•••• B••••• G•••• left T•• W••••• A•••••••• L•• for L••••• K••• C•••••• M••••••••• C••••••••• (registered 2023-09-08)Sep 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address