DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• R•••••••

C•••••••• G••••• M•••••• I•••BD affiliatedFort Lee, Nj dual registrantIAPD 1497250

Feed of 09/14/2026

At current firm

3 y

since Apr 5, 2023

In the industry

33 y

since Jun 3, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Apr 5, 2023 · Brooklyn, Ny
C••••••• S••••••••• I••• BD affiliated
Aug 17, 2022 to Apr 3, 2023 · Conshohocken, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 24, 2020 to Aug 17, 2022 · Brooklyn, Ny
S•••••• A••••••••• L••• independent RIA
Feb 22, 2018 to Nov 25, 2020 · Jersey City, Nj
L•• F•••••••• L•• BD affiliated
May 27, 2008 to Feb 23, 2018 · Plainview, Ny
I••• S••••••••• I••• unclassified
Jul 21, 2003 to May 27, 2008 · Brooklyn, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Apr 3, 2023, registered Apr 5, 2023 (2 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Aug 17, 2022, registered Aug 17, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••• A••••••••• L••• to C••••• I••••••••• A••••••• L••
left Nov 25, 2020, registered Nov 24, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to S•••••• A••••••••• L•••
left Feb 23, 2018, registered Feb 22, 2018 (-1 days) · Other
I••• S••••••••• I••• to L•• F•••••••• L••
left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move

Signals

J••••• R••••••• left C••••••• S••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2023-04-05)
Apr 3, 2023 · Advisor changed firm · fact
J••••• R••••••• left C••••• I••••••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2022-08-17)
Aug 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address