L••••• D•••• W•••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 6, 2025 · Mystic, Ct
• O•••• W•••••• I••• BD affiliated
  Jun 14, 2024 to Jun 5, 2025 · Mystic, Ct
• S••••••••• A•••••• A•••••••• I••• former
  Jul 17, 2020 to Jun 14, 2024 · Mystic, Ct
• I••••••••• A••••••• S••••••• I•• former
  Feb 7, 2003 to Jul 17, 2020 · South Windsor, Ct

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Jun 5, 2025, registered Jun 6, 2025 (1 days) · Affiliated broker-dealer or bank to another
• S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
  left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
• I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••
  left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jun 5, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address